Cole Thomas Vautier

Current Employers

Employment History

• 02/2014 → 11/2018
  Central Financial Group
  Huxley, IA
• 03/2014 → 01/2017
  Ameritas Investment Corp
  Lincoln, NE
• 01/2017 → 11/2018
  Sii
  Huxley, IA
• 11/2018 → 11/2018
  Royal Alliance Associates, Inc.
  Johnston, IA
• 12/2018 → Present
  Principal Funds Distributer, Inc
  Des Moines, IA
• 01/2019 → Present
  Principal Asset Management
  Des Moines, IA

Previous Registrations

• 2018-11-02 → 2018-12-07
  Osaic Wealth, Inc.
  Johnston, IA
• 2017-02-03 → 2018-11-02
  Signator Investors, Inc.
  Huxley, IA
  Huxley, IA
  Algona, IA
  Johnston, IA
• 2015-05-11 → 2017-03-03
  Ameritas Investment Company, Llc
  Huxley, IA
  W Des Moines, IA

Other Businesses

1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) CTV LLC, President, 5609 NW 52nd St, Johnston, Iowa 50131, start date 11/05/2018, 2 hours/month, no hours during trading hours, duties include buying and selling houses

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-05-07
• S63 Uniform Securities Agent State Law Examination
  2014-06-11

Other Names

• Cole Vautier