Paul B Pintek

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-05-01
CA	RA	APPROVED	2015-10-02

TX RA
APPROVED_RES

Since 2019-05-01
CA RA
APPROVED

Since 2015-10-02

Branch Locations

12830 El Camino Real, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Diego	CA	07/2015	Present
Bank Of America, N.A.	San Diego	CA	09/2015	Present

07/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA
09/2015 → Present

Bank Of America, N.A.

San Diego, CA

Other Businesses

I*2092 FOR PROFIT OR NOT FOR PROFIT: GOVERNMENTAL OR PUBLIC PURPOSE ENTITY NAME OF OUTSIDE BUSINESS ORGANIZATION: US MARINE CORPS RESERVES INVESTMENT RELATED: N ADDRESS OF BUSINESS: QUANTICO, VIRGINIA 22134 NATURE OF BUSINESS: US ARMED SERVICES, POSITION, TITLE, ASSOCIATION: CAPTAIN, START DATE OF RELATIONSHIP: 3/20/2017 NUMBER OF HOURS DEVOTED: 16 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ASSIST MARINES IN TRANSITIONING OUT OF ACTIVE DUTY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-01

S66 Uniform Combined State Law Examination

2015-10-01

Other Names

Paul Pintek

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