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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-28 |
| GA | RA | APPROVED | 2023-09-05 |
Branch Locations
3 Edison Drive, Alpharetta, GA 30005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 08/2015 | 03/2017 |
| E*Trade Capital Management Llc | Alpharetta | GA | 08/2015 | 03/2017 |
| Ubs Financial Services Inc | Atlanta | GA | 03/2017 | 06/2019 |
| Raymond James & Associates, Inc | Atlanta | GA | 06/2019 | 05/2021 |
| E*Trade Securities Llc | Alpharetta | GA | 05/2021 | Present |
| E*Trade Capital Management Llc | Alpharetta | GA | 05/2021 | Present |
| Morgan Stanley | Alpharetta | GA | 03/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-01 |
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