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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-26
  • TX RA
    APPROVED
    Since 2022-01-26

Branch Locations

11839 Culebra Road, San Antonio, TX 78253 • United States

111 West Houston Street, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost Brokerage Services, Inc. San Antonio TX 02/2014 02/2020
Frost Bank San Antonio TX 02/2014 12/2019
Frost Brokerage Services, Inc. San Antonio TX 02/2020 08/2024
Frost Investment Services San Antonio TX 10/2019 02/2020
Frost Brokerage Services, Inc. San Antonio TX 08/2024 Present
Frost Investment Services San Antonio TX 08/2024 Present
  • 02/2014 → 02/2020
    Frost Brokerage Services, Inc.
    San Antonio, TX
  • 02/2014 → 12/2019
    Frost Bank
    San Antonio, TX
  • 02/2020 → 08/2024
    Frost Brokerage Services, Inc.
    San Antonio, TX
  • 10/2019 → 02/2020
    San Antonio, TX
  • 08/2024 → Present
    Frost Brokerage Services, Inc.
    San Antonio, TX
  • 08/2024 → Present
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-04
  • S66 Uniform Combined State Law Examination
    2020-01-04
Other Names
  • Misty Nicole Lightner

View on SEC IAPD

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