Joseph Michael Estrada

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-10-06

CA RA
APPROVED

Since 2023-10-06

Branch Locations

2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Los Angeles	CA	07/2012	Present
Jpmorgan Chase Bank, N.A.	Los Angeles	CA	06/2012	Present

07/2012 → Present

J.P. Morgan Securities Llc

Los Angeles, CA
06/2012 → Present

Jpmorgan Chase Bank, N.A.

Los Angeles, CA

Previous Registrations

2011-01-03 → 2011-09-07

Wells Fargo Clearing Services, Llc

Phoenix, AZ
2010-03-17 → 2011-01-03

Wells Fargo Investments, Llc

Phoenix, AZ

Phoenix, AZ
2007-03-21 → 2008-11-13

Equitable Advisors, Llc

Tucson, AZ

Other Businesses

Entity Name: Rental Property Investment related: Yes Address: 10402 Phoenix AZ Nature of the other business: Rental Property Position/Title/Relationship: Investor/Owner Start Date: 01-Feb-2019 Approximate # of hours a month: 1 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Landlord

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-08-30

S66 Uniform Combined State Law Examination

2006-08-30

Other Names

Joseph M Estrada

View on SEC IAPD