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Scott Smithson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Carmel, IN

Indianapolis, IN

North Ridgeville, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-15
CA RA APPROVED 2017-10-23
  • TX RA
    APPROVED_RES
    Since 2017-11-15
  • CA RA
    APPROVED
    Since 2017-10-23

Branch Locations

Carmel, IN • United States

510 E 96Th St Global Human Resources- The Academy, Indianapolis, IN 46240 • United States

North Ridgeville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Desert Schools Federal Cu Phoenix AZ 01/2016 09/2017
Lpl Financial Llc Phoenix AZ 01/2016 09/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 10/2017 Present
Bank Of America, N.A. Chandler AZ 10/2017 Present
Previous Registrations
  • 2016-01-12 → 2017-09-21
    Lpl Financial Llc
    Phoenix, AZ
    Gilbert, AZ
    Sun Tan Valley, AZ
    Mesa, AZ
    Chandler, AZ
    Gilbert, AZ
  • 2014-05-27 → 2016-01-05
    Edward Jones
    Tempe, AZ
    St Louis, MO
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-09
  • S66 Uniform Combined State Law Examination
    2014-05-09
Other Names
  • Scott E Smithson
  • Scott E Smithson
  • Scott Smithson
  • Scott Ellis Smithson

View on SEC IAPD

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