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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-06-12 |
| TX | RA | APPROVED | 2026-06-12 |
Branch Locations
Evansville, IN • United States
1900 Hirschland Rd, Evansville, IN 47715-8249 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Evansville | IN | 02/2014 | 09/2016 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 09/2016 | 05/2022 |
| Liberty Fcu (Formerly Evansville Teachers Fcu) | Evansville | IN | 09/2016 | Present |
| Lpl Financial Llc | Evansville | IN | 05/2022 | 06/2026 |
| Ameriprise Financial Services, Llc | Evansville | IN | 06/2026 | Present |
Business Ownership; KGB LLC; Co-owner; Real Estate; 1352 E Division St, , Evansville, IN, 47711; Not Investment-Related; 01/30/2019; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Vanderburgh County Council; County Council Member; 1 NW Martin Luther King Jr Blvd, , Evansville, IN, 47708; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-17 |
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