Matthew John Brandon

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2024-10-09
IL	RA	APPROVED	2017-10-25

MI RA
APPROVED

Since 2024-10-09
IL RA
APPROVED

Since 2017-10-25

Branch Locations

4300 Cascade Road Se Suite 101, Grand Rapids, MI 49546 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc	Chicago	IL	10/2015	Present
Optionsxpress	Indianapolis	IN	01/2017	10/2017
Charles Schwab Bank, Ssb	Chicago	IL	04/2021	Present

10/2015 → Present

Charles Schwab & Co., Inc

Chicago, IL
01/2017 → 10/2017

Optionsxpress

Indianapolis, IN
04/2021 → Present

Charles Schwab Bank, Ssb

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-06-21
S63	Uniform Securities Agent State Law Examination	2016-02-12

S66 Uniform Combined State Law Examination

2016-06-21
S63 Uniform Securities Agent State Law Examination

2016-02-12

Other Names

Matt Brandon

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews