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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-26 |
| OK | RA | APPROVED | 2025-08-29 |
Branch Locations
2200 South Utica Place Suite 500, Tulsa, OK 74114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Tulsa | OK | 06/2023 | Present |
| Catalyst Financial | Tulsa | OK | 07/2016 | 12/2019 |
| Financial Security Group | Tulsa | OK | 01/2020 | 06/2023 |
*567526 - Tulsa Oktoberfest; Investment Related - No; Tulsa, Oklahoma; Restaurant/Bar/Nightclub, Art/Culture; Employee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 10/2023; During Business Hours: 0; After Business Hours: 30; Labor/Service *610017 - Tulsa Oktoberfest; Investment related: No; Tulsa, Oklahoma; Art/Culture:Restaurant/Bar/Nightclub; Employee(proprietor, partner, officer, director, employee, trustee, agent); 10/2024; During business hours: 0; After business hours: 30; Labor/Service *657267- Tulsa Oktoberfest; Investment related: No; Tulsa, Oklahoma; Art/Culture:Restaurant/Bar/Nightclub; Employee (proprietor, partner, officer, director, employee, trustee, agent); 10/2025; During business hours: 0; After business hours: 30; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2025-02-22 |
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