Steven Keith Person

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2024-11-14

TN RA
APPROVED

Since 2024-11-14

Branch Locations

8005 Church St. E Ste 207, Brentwood, TN 37027 • United States

117 Seaboard Lane Ste E204, Franklin, TN 37067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Franklin	TN	05/2015	11/2024
Prudential Insurance Company Of America	Franklin	TN	05/2015	Present
Lpl Enterprise, Llc	Hendersonville	TN	11/2024	Present

05/2015 → 11/2024

Pruco Securities, Llc.

Franklin, TN
05/2015 → Present

Prudential Insurance Company Of America

Franklin, TN
11/2024 → Present

Lpl Enterprise, Llc

Hendersonville, TN

Previous Registrations

2015-11-19 → 2024-11-14

Pruco Securities, Llc.

Franklin, TN

Franklin, TN

Franklin, TN

Hendersonville, TN
2006-10-10 → 2015-06-01

Equitable Advisors, Llc

Franklin, TN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-07-13

S66 Uniform Combined State Law Examination

2006-07-13