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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-06 |
Branch Locations
Simi Valley, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Los Angeles | CA | 08/2014 | 07/2019 |
| Wells Fargo Advisors, Llc | Los Angeles | CA | 10/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | 07/2019 |
| Citigroup | Calabasas | CA | 07/2019 | 01/2022 |
| City National Bank | Woodland Hills | CA | 01/2022 | 01/2025 |
| Citigroup | Los Angeles | CA | 01/2025 | Present |
RENTAL SINGLE-FAMILY PROPERTY, INV RELATED, OXNARD, CA, 100% OWNER, START: 9/10/2016, 10 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD OA name: (IHSS) -In-home support services for my mother that resides in my home, Nature: receive income for providing care for my mother (Investment-related: No, Location: Simi Valley, CA, started 06/22/2022), Title: care provider, Duties: Keep track of mother's medicine, dietary needs, and overall health, Hours: (0 during trading hours/month, 41+ during non-trading hours/month).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-03 |
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