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Jeffery Earl Mccormick

Zephyr Advisers

Middleville, MI

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Current Employers
Zephyr Advisers

Middleville, MI • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-06-24
  • MI RA
    APPROVED
    Since 2024-06-24

Branch Locations

Middleville, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 03/2017 07/2019
Cetera Investment Advisors Llc Schaumburg IL 02/2014 07/2019
Beck Bode, Llc Middleville MI 07/2019 07/2024
Zephyr Investment Advisers Llc Middleville MI 06/2024 Present
  • 03/2017 → 07/2019
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 02/2014 → 07/2019
    Cetera Investment Advisors Llc
    Schaumburg, IL
  • 07/2019 → 07/2024
    Middleville, MI
  • 06/2024 → Present
    Zephyr Investment Advisers Llc
    Middleville, MI
Previous Registrations
Other Businesses

1) JEM NURSERY;NOT INVESTMENT RELATED;4294 Bender Rd, Middleville, MI 49333;Owner; START DATE: 1997-01-01;Hours devoted to business outside trading hours: 8; Property Management

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-06-13
S65 Uniform Investment Adviser Law Examination 2013-10-08
  • S63 Uniform Securities Agent State Law Examination
    2017-06-13
  • S65 Uniform Investment Adviser Law Examination
    2013-10-08
Other Names
  • Jeffery E Mccormick

View on SEC IAPD

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