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Middleville, MI • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 03/2017 | 07/2019 |
| Cetera Investment Advisors Llc | Schaumburg | IL | 02/2014 | 07/2019 |
| Beck Bode, Llc | Middleville | MI | 07/2019 | 07/2024 |
| Zephyr Investment Advisers Llc | Middleville | MI | 06/2024 | Present |
1) JEM NURSERY;NOT INVESTMENT RELATED;4294 Bender Rd, Middleville, MI 49333;Owner; START DATE: 1997-01-01;Hours devoted to business outside trading hours: 8; Property Management
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-06-13 |
| S65 | Uniform Investment Adviser Law Examination | 2013-10-08 |
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