Lisa M Franks

Current Employers

L M Franks Capital

Chestnut Hill, MA • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2018-05-11

MA RA
APPROVED

Since 2018-05-11

Branch Locations

Chestnut Hill, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Taylor Wealth Management Partners	Boston	MA	01/2014	01/2018
L M Franks Capital, Llc	Chestnut Hill	MA	01/2018	Present

01/2014 → 01/2018

Taylor Wealth Management Partners

Boston, MA
01/2018 → Present

L M Franks Capital, Llc

Chestnut Hill, MA

Previous Registrations

2014-07-09 → 2018-04-30

Taylor Wealth Management Partners

Cambridge, MA

Other Businesses

Seaver Property Holdings: Seaver Property Holdings is an LLC created to hold family real estate for estate planning purposes. I am the manager of the LLC. Freeman Franks Investments: Freeman Franks Investments is an art holding company that holds artworks or investment purposes. I am the manager of the LLC.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-07-09

S65 Uniform Investment Adviser Law Examination

2014-07-09

View on SEC IAPD