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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-02-20
  • NY RA
    APPROVED
    Since 2025-02-20

Branch Locations

390 Old Country Road 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer Funds New York NY 06/2014 05/2019
Invesco Distributors, Inc. Houston TX 05/2019 01/2025
Osaic Garden City NY 01/2025 Present
New York County District Attorney's Office New York NY 09/2021 01/2025
  • 06/2014 → 05/2019
    Oppenheimer Funds
    New York, NY
  • 05/2019 → 01/2025
    Invesco Distributors, Inc.
    Houston, TX
  • 01/2025 → Present
    Osaic
    Garden City, NY
  • 09/2021 → 01/2025
    New York County District Attorney's Office
    New York, NY
Other Businesses

1. GATEWAY INVESTMENTS LLC -DBA AND GATEWAY GROUP LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/03/2025 ADDRESS: 390 Old Country Rd, 2nd Floor, Garden City NY 11530, United States DESCRIPTION: Provide clients with investing related guidance and advice. Buy and sell securities in client accounts. 2. STATE OF NEW YORK GRIEVANCE COMMITTEE FOR THE 10TH JUDICIAL DISTRICT POSITION: Committee Member NATURE: Government body. Non-profit. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/17/2025 ADDRESS: 150 Motor Parkway, Suite 306, Hauppauge NY 11788, United States DESCRIPTION: Review and issue recommendations on grievances brought against attorney's within the 10th Judicial District of New York State. 3. RETIREMENT ADVISORY SERVICE CORP, LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2026 ADDRESS: 390 Old Country Road, Floor 2, Garden City NY 11530, United States DESCRIPTION: Provide clients with investing related guidance and advice. Buy and sell securities in client accounts.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-20
S63 Uniform Securities Agent State Law Examination 2014-07-21
  • S66 Uniform Combined State Law Examination
    2025-02-20
  • S63 Uniform Securities Agent State Law Examination
    2014-07-21

View on SEC IAPD

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