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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-20 |
Branch Locations
390 Old Country Road 2Nd Floor, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer Funds | New York | NY | 06/2014 | 05/2019 |
| Invesco Distributors, Inc. | Houston | TX | 05/2019 | 01/2025 |
| Osaic | Garden City | NY | 01/2025 | Present |
| New York County District Attorney's Office | New York | NY | 09/2021 | 01/2025 |
1. GATEWAY INVESTMENTS LLC -DBA AND GATEWAY GROUP LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/03/2025 ADDRESS: 390 Old Country Rd, 2nd Floor, Garden City NY 11530, United States DESCRIPTION: Provide clients with investing related guidance and advice. Buy and sell securities in client accounts. 2. STATE OF NEW YORK GRIEVANCE COMMITTEE FOR THE 10TH JUDICIAL DISTRICT POSITION: Committee Member NATURE: Government body. Non-profit. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/17/2025 ADDRESS: 150 Motor Parkway, Suite 306, Hauppauge NY 11788, United States DESCRIPTION: Review and issue recommendations on grievances brought against attorney's within the 10th Judicial District of New York State. 3. RETIREMENT ADVISORY SERVICE CORP, LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2026 ADDRESS: 390 Old Country Road, Floor 2, Garden City NY 11530, United States DESCRIPTION: Provide clients with investing related guidance and advice. Buy and sell securities in client accounts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-21 |
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