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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-29
GA RA APPROVED 2022-11-14
  • TX RA
    APPROVED_RES
    Since 2022-11-29
  • GA RA
    APPROVED
    Since 2022-11-14

Branch Locations

3424 Peachtree Road Ne, 11Th Floor, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Country Capital Management Company Douglasville GA 01/2014 07/2017
Edward Jones Sandy Springs GA 09/2017 06/2018
Truist Atlanta GA 11/2018 09/2022
Suntrust Banks, Inc. Atlanta GA 11/2018 09/2022
Unemployed Atlanta GA 07/2018 10/2018
Truist Investment Services, Inc Atlanta GA 12/2018 09/2022
J.P. Morgan Securities Llc Atlanta GA 09/2022 Present
Jpmorgan Chase Bank, N.A. Atlanta GA 09/2022 Present
Unemployed Powder Sprints GA 08/2017 08/2017
Country Financial Douglasville GA 04/2014 07/2017
  • 01/2014 → 07/2017
    Country Capital Management Company
    Douglasville, GA
  • 09/2017 → 06/2018
    Sandy Springs, GA
  • 11/2018 → 09/2022
    Truist
    Atlanta, GA
  • 11/2018 → 09/2022
    Suntrust Banks, Inc.
    Atlanta, GA
  • 07/2018 → 10/2018
    Unemployed
    Atlanta, GA
  • 12/2018 → 09/2022
    Truist Investment Services, Inc
    Atlanta, GA
  • 09/2022 → Present
    Atlanta, GA
  • 09/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Atlanta, GA
  • 08/2017 → 08/2017
    Unemployed
    Powder Sprints, GA
  • 04/2014 → 07/2017
    Country Financial
    Douglasville, GA
Previous Registrations
  • 2018-12-11 → 2022-10-11
    Atlanta, GA
    Atlanta, GA
    Alpharetta, GA
    Auburndale, FL
  • 2017-11-22 → 2018-06-28
    Sandy Springs, GA
    Atlanta, GA
    Powder Springs, GA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-08
S63 Uniform Securities Agent State Law Examination 2014-03-10
  • S66 Uniform Combined State Law Examination
    2017-11-08
  • S63 Uniform Securities Agent State Law Examination
    2014-03-10
Other Names
  • Linda Swain
  • Linda Moody
  • Linda Moody Swain

View on SEC IAPD

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