William Blair Waller

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-02-05

TX RA
APPROVED

Since 2024-02-05

Branch Locations

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Houston	TX	03/2014	02/2024
Agia	Houston	TX	12/2022	02/2024
Lpl Financial	Austin	TX	02/2024	Present

03/2014 → 02/2024

Valic Financial Advisors

Houston, TX
12/2022 → 02/2024

Agia

Houston, TX
02/2024 → Present

Lpl Financial

Austin, TX

Previous Registrations

2015-09-03 → 2024-02-15

Valic Financial Advisors, Inc.

Houston, TX

Houston, TX

Austin, TX

Austin, TX

Other Businesses

1)12/15/2023 - Waller Creek Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/05 - 160 Hr/Mth

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-08-17
S63	Uniform Securities Agent State Law Examination	2014-05-01

S65 Uniform Investment Adviser Law Examination

2015-08-17
S63 Uniform Securities Agent State Law Examination

2014-05-01

Designations

View on SEC IAPD