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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2020-08-20
TX RA APPROVED 2018-03-02
WA RA APPROVED 2018-02-13
  • OR RA
    APPROVED
    Since 2020-08-20
  • TX RA
    APPROVED
    Since 2018-03-02
  • WA RA
    APPROVED
    Since 2018-02-13

Branch Locations

8 N State Street Suite 300, Lake Oswego, OR 97034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Dupont WA 05/2016 02/2018
Raymond James Financial Services, Inc Dupont WA 02/2018 Present
City Of Dupont Dupont WA 01/2017 07/2019
Raymond James Financial Services Advisors Inc. Dupont WA 02/2018 Present
Dupont Wealth Advisors Lake Oswego OR 08/2020 10/2020
Previous Registrations
Other Businesses

(1)Name of Business: Address: 1319 Stonehaven Dr, West Linn, OR, 97068, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 02/14/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Gray Oak Advisors, LLC Address: 8 N State St Ste 300, Lake Oswego, OR, 97034, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/27/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: This is my DBA for my Raymond James office. (3)Name of Business: Rental House Address: 1578 Packwood Ave, DuPont, WA, 98327, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 06/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (4)Name of Business: Rental House Address: 1319 Stonehaven Dr, West Linn, OR, 97068, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 02/14/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (5)Name of Business: State & Shore Wealth Planning Address: 8 N State St Ste 300, Lake Oswego, OR, 97034-3956, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 07/02/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: DBA for my financial advisor practice. (6)Name of Business: State and Shore Advisors, LLC Address: 8 N State St Ste 300, Lake Oswego, OR, 97034, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/29/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: DBA name for LLC, RJFS office.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-07
  • S66 Uniform Combined State Law Examination
    2014-11-07

View on SEC IAPD

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