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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-02-25
TX RA APPROVED 2022-02-25
  • MN RA
    APPROVED
    Since 2022-02-25
  • TX RA
    APPROVED
    Since 2022-02-25

Branch Locations

One Town Center Road Suite 660, Boca Raton, FL 33486 • United States

701 Lake Street E Ste 200 [Satellite], Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Wayzata MN 06/2009 01/2022
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2022
Wells Fargo Advisors Financial Network, Llc Wayzata MN 02/2022 Present
  • 06/2009 → 01/2022
    Morgan Stanley Smith Barney
    Wayzata, MN
  • 01/2015 → 01/2022
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 02/2022 → Present
    Wayzata, MN
Previous Registrations
Other Businesses

BEAVER CREEK LLP, INV RELATED, BURNSVILLE, MN, 25% OWNERSHIP, START 3/1/2002, 1 HR PER MONTH, 0 HRS DURING TRADING, PARTNER IN FARM. FINANCIAL PILOT LLC, INV RELATED, MINNEAPOLIS, MN, 100% OWNERSHIP, START 2/1/2022, 200 HRS PER MONTH, 7.5 HRS DAILY, FINET PRACTICE. WHITEFISH CHAIN CABIN LLC, INV RELATED, MINNEAPOLIS, MN, 100% OWNERSHIP, START 3/1/2018, 1 HR PER MONTH, 0 HRS DURING TRADING, HOUSES RENTAL CABIN. SCHULAR PROPERTIES LLC, INV RELATED, MINNEAPOLIS, MN, 50% OWNERSHIP, START 10/1/2003, 1 HR PER MONTH, 0 HRS DURING TRADING, HOUSES RENTAL PROPERTIES. CJ SAUNAS, LLC; INV RELATED; MINNEAPOLIS, MN; 100% OWNERSHIP; START 12/09/2023; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; ASSIST FAMILY MEMBER IN SAUNA BUSINESS. LARSON GP LLC ; INV RELATED; MINNEAPOLIS,MN; MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 11/21/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | RENTAL PROPERTY - 5005 ; INV RELATED;MINNEAPOLIS,MN; RENTAL;100% OWNERSHIP; START DATE: 05/29/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-08
S63 Uniform Securities Agent State Law Examination 2006-05-24
  • S65 Uniform Investment Adviser Law Examination
    2006-06-08
  • S63 Uniform Securities Agent State Law Examination
    2006-05-24

View on SEC IAPD

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