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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-02-25 |
| TX | RA | APPROVED | 2022-02-25 |
Branch Locations
One Town Center Road Suite 660, Boca Raton, FL 33486 • United States
701 Lake Street E Ste 200 [Satellite], Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Wayzata | MN | 06/2009 | 01/2022 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2022 |
| Wells Fargo Advisors Financial Network, Llc | Wayzata | MN | 02/2022 | Present |
BEAVER CREEK LLP, INV RELATED, BURNSVILLE, MN, 25% OWNERSHIP, START 3/1/2002, 1 HR PER MONTH, 0 HRS DURING TRADING, PARTNER IN FARM. FINANCIAL PILOT LLC, INV RELATED, MINNEAPOLIS, MN, 100% OWNERSHIP, START 2/1/2022, 200 HRS PER MONTH, 7.5 HRS DAILY, FINET PRACTICE. WHITEFISH CHAIN CABIN LLC, INV RELATED, MINNEAPOLIS, MN, 100% OWNERSHIP, START 3/1/2018, 1 HR PER MONTH, 0 HRS DURING TRADING, HOUSES RENTAL CABIN. SCHULAR PROPERTIES LLC, INV RELATED, MINNEAPOLIS, MN, 50% OWNERSHIP, START 10/1/2003, 1 HR PER MONTH, 0 HRS DURING TRADING, HOUSES RENTAL PROPERTIES. CJ SAUNAS, LLC; INV RELATED; MINNEAPOLIS, MN; 100% OWNERSHIP; START 12/09/2023; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; ASSIST FAMILY MEMBER IN SAUNA BUSINESS. LARSON GP LLC ; INV RELATED; MINNEAPOLIS,MN; MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 11/21/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | RENTAL PROPERTY - 5005 ; INV RELATED;MINNEAPOLIS,MN; RENTAL;100% OWNERSHIP; START DATE: 05/29/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-24 |
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