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Ashley Dewji Smith

Aurora Investment Managers, LLC

Naples, FL

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Current Employers
Aurora Investment Managers, Llc

4850 Tamiami Trail N Suite 301, Naples, FL 34103 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-03-20
FL RA APPROVED 2024-03-19
CT RA APPROVED 2024-01-08
NH RA APPROVED 2024-01-08
NY RA APPROVED 2024-01-08
TX RA APPROVED 2024-01-08
WA RA APPROVED 2024-01-08
  • LA RA
    APPROVED
    Since 2024-03-20
  • FL RA
    APPROVED
    Since 2024-03-19
  • CT RA
    APPROVED
    Since 2024-01-08
  • NH RA
    APPROVED
    Since 2024-01-08
  • NY RA
    APPROVED
    Since 2024-01-08
  • TX RA
    APPROVED
    Since 2024-01-08
  • WA RA
    APPROVED
    Since 2024-01-08

Branch Locations

4850 Tamiami Trail N Suite 301, Naples, FL 34103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Dallas TX 06/2016 06/2017
J.P. Morgan Securities Llc Dallas TX 06/2016 06/2017
Jpmorgan Chase Bank Na Naples FL 06/2017 01/2024
J.P. Morgan Securities Llc Naples FL 06/2017 01/2024
Aurora Investment Managers, Llc. Naples FL 01/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-09
S63 Uniform Securities Agent State Law Examination 2014-08-11
  • S65 Uniform Investment Adviser Law Examination
    2023-08-09
  • S63 Uniform Securities Agent State Law Examination
    2014-08-11
Other Names
  • Ashley Dewji

View on SEC IAPD

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