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Easton, MD • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2014-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| East Bay Equities Llc | Easton | MD | 11/2013 | Present |
| East Bay Construction Services Llc | Newcomb | MD | 04/2004 | 02/2021 |
| Self Employed-Trader | Newcomb | MD | 05/1999 | 12/2020 |
| East Bay Plans Llc | Easton | MD | 02/2021 | Present |
EAST BAY PLANS LLC; NOT INVESTMENT RELATED; EASTON, MD; HOME PLANS AND JOB SITE CONSULTING FOR NEW CONSTRUCTION; SOLE MEMBER; START FEB. 2021; APPROX HOURS/MONTH: 80-100; APPROX HOURS/MONTH DURING SECURITIES TRADING HOURS: 40-50; HOME PLANS AND JOB SITE CONSULTING FOR NEW CONSTRUCTION, REMODELING, AND ADDITIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-29 |
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