Seth W Miller

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2023-06-14
TX	RA	APPROVED_RES	2018-06-10
MD	RA	APPROVED	2009-09-29

VA RA
APPROVED

Since 2023-06-14
TX RA
APPROVED_RES

Since 2018-06-10
MD RA
APPROVED

Since 2009-09-29

Branch Locations

8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States

Arlington, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Chevy Chase	MD	09/2009	Present
City National Bank	Chevy Chase	MD	08/2018	12/2023

09/2009 → Present

Rbc Capital Markets, Llc

Chevy Chase, MD
08/2018 → 12/2023

City National Bank

Chevy Chase, MD

Previous Registrations

2009-06-01 → 2009-10-15

Morgan Stanley

Washington, DC
2008-04-23 → 2009-06-01

Citigroup Global Markets Inc.

Washington, DC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-23

S66 Uniform Combined State Law Examination

2007-10-23

Designations

Other Names

Thomas Seth Miller
Tom Miller
Tommy Miller
Thomas W Miller

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews