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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-09 |
| NM | RA | APPROVED | 2023-10-02 |
Branch Locations
3850 E Main St, Farmington, NM 87402 • United States
1100 Rio Grande Blvd Nw, Albuquerque, NM 87104 • United States
22 Town Plaza, Durango, CO 81301 • United States
2101 E 20Th St, Farmington, NM 87401 • United States
8920 Holly Ave Ne Ste B, Albuquerque, NM 87122 • United States
Albuquerque, NM • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pavlos Panagopoulos | Albuquerque | NM | 03/2015 | 12/2017 |
| Cetera Advisor Networks Llc | El Segundo | CA | 08/2017 | 12/2017 |
| Rbc Capital Markets, Llc. | Albuquerque | NM | 01/2018 | 04/2023 |
| Lpl Financial Llc | Albuquerque | NM | 04/2023 | Present |
| Sandia Laboratory Fcu | Albuquerque | NM | 04/2023 | Present |
1)04/2023 -Members Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-18 |
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