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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-20
NJ RA APPROVED 2014-05-07
  • TX RA
    APPROVED
    Since 2016-04-20
  • NJ RA
    APPROVED
    Since 2014-05-07

Branch Locations

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

617 Piermont Rd, Closter, NJ 07624 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Spring Valley NY 04/2010 Present
Wells Fargo Advisors Llc Spring Valley NY 01/2014 11/2016
Wells Fargo Clearing Services, Llc Spring Valley NY 11/2016 Present
  • 04/2010 → Present
    Wells Fargo Bank Na
    Spring Valley, NY
  • 01/2014 → 11/2016
    Wells Fargo Advisors Llc
    Spring Valley, NY
  • 11/2016 → Present
    Spring Valley, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-05
  • S66 Uniform Combined State Law Examination
    2014-05-05

View on SEC IAPD

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