Jay Robert Harris

Current Employers

Avantax Planning Partners, Inc.

3390 Asbury Road, Dubuque, IA 52002-2801 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2014-01-23

IA RA
APPROVED

Since 2014-01-23

Branch Locations

2345 Jfk Rd., Dubuque, IA 52002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Honkamp Krueger & Co. Pc	Dubuque	IA	05/2005	Present
Avantax Planning Partners, Inc.	Dubuque	IA	01/2014	Present

05/2005 → Present

Honkamp Krueger & Co. Pc

Dubuque, IA
01/2014 → Present

Avantax Planning Partners, Inc.

Dubuque, IA

Other Businesses

(1) I am a Partner and Accountant with Honkamp Krueger & Co. P.C., a regional public accounting firm. I am located at 2345 JFK Road, Dubuque, IA. I have been with HK & Co. since 05/2005. I work approximately 160 hours a month. I provide services typical of public accounting, which might include tax preparation and planning services, business consulting services, and bookkeeping services, to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am a Member-Owner of Law Building, LLC., a real estate rental entity. My participation is not securities-related or investment-related. The building owned by the entity is located at 2345 JFK Road, Dubuque, IA 52002. My start date is 01/2017. I devote 1-2 hours a month, primarily during non-securities trading hours. My participation includes attending periodic member meetings.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-01-21

S65 Uniform Investment Adviser Law Examination

2014-01-21