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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-25
RI RA APPROVED 2020-10-02
  • TX RA
    APPROVED_RES
    Since 2021-08-25
  • RI RA
    APPROVED
    Since 2020-10-02

Branch Locations

Boston, MA • United States

1 Marina Park Drive Ste 1600, Boston, MA 02210-1832 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Newton Highlands MA 06/2016 12/2016
Guardian Life Insurance Company Needham MA 04/2017 06/2017
Park Avenue Securities, Llc Needham MA 03/2017 06/2017
Axa Concord MA 09/2017 06/2020
Equitable Advisors, Llc Concord MA 06/2017 10/2020
Mass Mutual Life Insurance Company Boston MA 10/2020 Present
Mml Investors Services, Llc Boston MA 10/2020 Present
  • 06/2016 → 12/2016
    Scottrade
    Newton Highlands, MA
  • 04/2017 → 06/2017
    Guardian Life Insurance Company
    Needham, MA
  • 03/2017 → 06/2017
    Park Avenue Securities, Llc
    Needham, MA
  • 09/2017 → 06/2020
    Axa
    Concord, MA
  • 06/2017 → 10/2020
    Concord, MA
  • 10/2020 → Present
    Mass Mutual Life Insurance Company
    Boston, MA
  • 10/2020 → Present
    Boston, MA
Previous Registrations
Other Businesses

(1) Name: Pearson and Wallace Insurance Inv rel: Y Add: 11 Amity St Amherst MA 01002 Nature: Property and Casualty Insurance Position: Agent Start date: 10/01/2020 No. HR/MO: 5 No. HR/MO during sec trading: 0 (2) Name: Nicholas Ferbert Inv rel: Y Add: At Residential Address Nature: Outside Insurance Sales Position: Insurance Broker Start date: 12/01/2024 No. HR/MO: 1 No. HR/MO during sec trading: 1 Duties: Disability

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-08-26
S65 Uniform Investment Adviser Law Examination 2014-04-11
  • S63 Uniform Securities Agent State Law Examination
    2016-08-26
  • S65 Uniform Investment Adviser Law Examination
    2014-04-11
Other Names
  • Nicholas Ferbert
  • Nicholas Edward Ferbert
  • Nicholas E Ferbert

View on SEC IAPD

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