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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-09-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| James Stanton | Winnetka | IL | 09/2016 | 08/2018 |
| Primerica Financial Services | Skokie | IL | 08/2018 | 09/2022 |
| Pfs Investments Inc. | Skokie | IL | 08/2018 | 09/2022 |
| Thompson Flanagan | Chicago | IL | 01/2019 | 10/2020 |
| Arthur J. Gallagher & Co. | Itasca | IL | 02/2021 | 03/2022 |
| Gsi | Arlington Heights | IL | 10/2016 | 12/2018 |
| Jp Morgan Chase Bank, N.A. | Wilmette | IL | 09/2022 | Present |
| Jp Morgan Securities, Llc | Wilmette | IL | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-07 |
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