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Inactive

James Pleat

Ballentine Partners

Waltham, MA

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Current Employers
Ballentine Partners

230 3Rd Avenue Suite 6, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-10-18
MA RA APPROVED 2024-10-15
  • NH RA
    APPROVED
    Since 2024-10-18
  • MA RA
    APPROVED
    Since 2024-10-15

Branch Locations

230 Third Ave, 6Th Fl, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Msci Inc Boston MA 06/2022 12/2023
Ballentine Partners, Llc Waltham MA 05/2024 12/2025
Brown Brothers Harriman Boston MA 04/2019 06/2022
Brown Brothers Harriman Boston MA 01/2014 09/2016
Brown Brothers Harriman Boston MA 09/2016 04/2019
Unemployed Somerville MA 12/2023 05/2024
Ballentine Partners, Llc Waltham MA 01/2026 Present
  • 06/2022 → 12/2023
    Msci Inc
    Boston, MA
  • 05/2024 → 12/2025
    Ballentine Partners, Llc
    Waltham, MA
  • 04/2019 → 06/2022
    Brown Brothers Harriman
    Boston, MA
  • 01/2014 → 09/2016
    Brown Brothers Harriman
    Boston, MA
  • 09/2016 → 04/2019
    Brown Brothers Harriman
    Boston, MA
  • 12/2023 → 05/2024
    Unemployed
    Somerville, MA
  • 01/2026 → Present
    Ballentine Partners, Llc
    Waltham, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-30
  • S65 Uniform Investment Adviser Law Examination
    2024-09-30

View on SEC IAPD

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Other Offices

MONTIS FINANCIAL, LLC · WALTHAM, MA
PROSPECT HILL GROWTH PARTNERS, L.P. · WALTHAM, MA
BALLENTINE PARTNERS · WALTHAM, MA
BALLENTINE PARTNERS · WALTHAM, MA
BALLENTINE PARTNERS · Waltham, MA
BALLENTINE PARTNERS · Waltham, MA
BALLENTINE PARTNERS · Waltham, MA
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