Anbreen Y. Khan

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-27
CT	RA	APPROVED	2021-02-04
TX	RA	APPROVED_RES	2020-10-07

NY RA
APPROVED

Since 2021-04-27
CT RA
APPROVED

Since 2021-02-04
TX RA
APPROVED_RES

Since 2020-10-07

Branch Locations

Roslyn, NY • United States

One Fawcett Place 3Rd Floor, Greenwich, CT 06830 • United States

Two Jericho Plaza, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Jericho	NY	07/2015	10/2020
Morgan Stanley Smith Barney Llc	Greenwich	CT	10/2020	Present

07/2015 → 10/2020

Ubs Financial Services Inc.

Jericho, NY
10/2020 → Present

Morgan Stanley Smith Barney Llc

Greenwich, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-03-14

S66 Uniform Combined State Law Examination

2021-03-14

View on SEC IAPD

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