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Rose Marie Silva

Wells Fargo Clearing Services, LLC

Fresno, CA

Lodi, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-08
  • CA RA
    APPROVED
    Since 2021-01-08

Branch Locations

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

701 S Ham Ln, Lodi, CA 95242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Stockton CA 10/2007 Present
Wells Fargo Advisors Llc Stockton CA 01/2014 11/2016
Wells Fargo Clearing Services, Llc Stockton CA 11/2016 Present
  • 10/2007 → Present
    Wells Fargo Bank Na
    Stockton, CA
  • 01/2014 → 11/2016
    Wells Fargo Advisors Llc
    Stockton, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Stockton, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-08
S63 Uniform Securities Agent State Law Examination 2014-03-11
  • S65 Uniform Investment Adviser Law Examination
    2021-01-08
  • S63 Uniform Securities Agent State Law Examination
    2014-03-11

View on SEC IAPD

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