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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-11-12
  • WA RA
    APPROVED
    Since 2020-11-12

Branch Locations

1611 N National Avenue Suite 9, Chehalis, WA 98532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Washington Seattle WA 01/2012 Present
First Allied Securities, Inc. San Diego CA 01/2014 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 04/2016 11/2020
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
Cetera Advisors Llc Chehalis WA 09/2022 Present
  • 01/2012 → Present
    University Of Washington
    Seattle, WA
  • 01/2014 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 04/2016 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → Present
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Chehalis, WA
Previous Registrations
  • 2016-04-26 → 2020-11-12
    First Allied Advisory Services, Inc.
    Centralia, WA
    San Diego, CA
    Chehalis, WA
Other Businesses

1.) The Cavness Group; Financial Advisor; DBA; start date 06/20/2016; 160 hours per month. 2.) Lewis County Young Professionals; Board Member; Non-Profit Organization; start date 02/23/2016; 4 hours per month. 3.) Rental Property; Owner; Real Estate; Start date: 9/27/2019; 40 hours per month. 4.) LEWIS COUNTY ECONOMIC DEVELOPMENT COUNCIL; TREASURER; NON PROFIT ORGANIZATION; START DATE 01/01/2021; 8 HOURS PER MONTH; 5) NAME OF OTHER BUSINESS: SYC FOUNDATION, INVESTMENT RELATED: NO, ADDRESS: 1807 EAST HAMLIN ST., SEATTLE, WA 98112, NATURE OF BUSINESS: NON-PROFIT, START DATE: 05/2024, POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: CHECK RECONCILIATION, OVERSEES ENDOWMENT & CHECKING ACCOUNTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-11
  • S66 Uniform Combined State Law Examination
    2016-01-11

View on SEC IAPD

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