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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-10-16
VA RA APPROVED 2014-04-25
  • TX RA
    APPROVED
    Since 2014-10-16
  • VA RA
    APPROVED
    Since 2014-04-25

Branch Locations

8075 Leesburg Pike, Vienna, VA 22182 • United States

Sterling, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Vienna VA 03/2014 Present
Wall Street Warfighters Foundation Philadelphia PA 01/2014 Present
Bank Of America, N.A. Vienna VA 06/2014 Present
  • 03/2014 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Vienna, VA
  • 01/2014 → Present
    Wall Street Warfighters Foundation
    Philadelphia, PA
  • 06/2014 → Present
    Bank Of America, N.A.
    Vienna, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-24
  • S66 Uniform Combined State Law Examination
    2014-04-24
Other Names
  • Michael Vincent Harber

View on SEC IAPD

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