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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2014-12-17
  • TN RA
    APPROVED
    Since 2014-12-17

Branch Locations

4509 Papermill Dr, Knoxville, TN 37909-1969 • United States

1901 Old Jacksboro Hwy Ste 1, La Follette, TN 37766-3276 • United States

Knoxville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Knoxville TN 01/2014 03/2020
Ameriprise Financial Services, Llc Knoxville TN 03/2020 Present
Other Businesses

Business Ownership; VPFP LLC; Co-owner; Management of Practice; 19461 Alberta Street, , Oneida, TN, 37841; Investment-Related; 02/17/2025; 60 hours per month; 10 to 19 during trading hours / JWC Holdings, LLC; Co-owner; Real Estate; 19461 Alberta Street, , Oneida, TN, 37841; Not Investment-Related; 05/11/2026; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; VPFP LLC; Co-owner; Manage advisory business; 19461 Alberta Street, , Oneida, TN, 37841; Investment-Related; 02/17/2025; 60 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-27
  • S66 Uniform Combined State Law Examination
    2014-10-27

View on SEC IAPD

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