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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
7171 E Paradise Lane, Scottsdale, AZ 85254-1873 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 11/2015 | 03/2022 |
| Bank Of America, N.A. | Chandler | AZ | 12/2015 | 03/2022 |
| Fidelity Investments | Scottsdale | AZ | 03/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-123167|OrgNmn:Alph, LLC|Org Addr:Gilbert,Arizona,US|OBA Nature:Passive Residential Real estat|Invst Rel:Y|Title:Sole Proprietor|Duties:Maintaining property |StrtDt:|TotHrs/mon:1|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-03 |
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