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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • AZ RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Gilbert, AZ • United States

7171 E Paradise Lane, Scottsdale, AZ 85254-1873 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 11/2015 03/2022
Bank Of America, N.A. Chandler AZ 12/2015 03/2022
Fidelity Investments Scottsdale AZ 03/2022 Present
Fidelity Investments Boston MA 03/2025 Present
Previous Registrations
Other Businesses

OBA-123167|OrgNmn:Alph, LLC|Org Addr:Gilbert,Arizona,US|OBA Nature:Passive Residential Real estat|Invst Rel:Y|Title:Sole Proprietor|Duties:Maintaining property |StrtDt:|TotHrs/mon:1|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-23
S63 Uniform Securities Agent State Law Examination 2014-07-03
  • S66 Uniform Combined State Law Examination
    2016-11-23
  • S63 Uniform Securities Agent State Law Examination
    2014-07-03
Designations

View on SEC IAPD

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