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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-12-02
IA RA APPROVED 2023-08-10
SD RA APPROVED 2023-04-20
MN RA APPROVED 2022-03-29
  • WI RA
    APPROVED
    Since 2024-12-02
  • IA RA
    APPROVED
    Since 2023-08-10
  • SD RA
    APPROVED
    Since 2023-04-20
  • MN RA
    APPROVED
    Since 2022-03-29

Branch Locations

Redwood Falls, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 05/2016 09/2016
Legend Advisory Corporation Palm Beach Gardens FL 07/2016 09/2016
Gwn Securities Inc Palm Beach Gardens FL 09/2016 02/2017
New York Life Insurance Co Edina MN 03/2017 01/2019
Nylife Securities Llc Edina MN 03/2017 01/2019
Edward Jones St.LOuis MO 01/2019 05/2021
State Farm Insurance Spicer MN 05/2021 10/2021
Ryan Esse Insurance Agency Redwood Falls MN 10/2021 Present
State Farm Vp Management Corp. Redwood Falls MN 02/2022 Present
State Farm Investment Management Corp Redwood Falls MN 03/2022 Present
  • 05/2016 → 09/2016
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 07/2016 → 09/2016
    Legend Advisory Corporation
    Palm Beach Gardens, FL
  • 09/2016 → 02/2017
    Palm Beach Gardens, FL
  • 03/2017 → 01/2019
    New York Life Insurance Co
    Edina, MN
  • 03/2017 → 01/2019
    Nylife Securities Llc
    Edina, MN
  • 01/2019 → 05/2021
    St.LOuis, MO
  • 05/2021 → 10/2021
    State Farm Insurance
    Spicer, MN
  • 10/2021 → Present
    Ryan Esse Insurance Agency
    Redwood Falls, MN
  • 02/2022 → Present
    State Farm Vp Management Corp.
    Redwood Falls, MN
  • 03/2022 → Present
    Redwood Falls, MN
Previous Registrations
  • 2019-01-22 → 2021-05-05
    St Joseph, MN
  • 2016-09-30 → 2017-02-09
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    New London, MN
  • 2016-07-30 → 2016-09-27
    Legend Advisory, Llc
    New London, MN
    Palm Beach Gardens, FL
Other Businesses

1) Ryan Esse's Insurance Agency; Insurance Agency; Investment-related; 105 E Bridge St Redwood Falls, MN 56283-2607; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 10/1/2021; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-25
  • S66 Uniform Combined State Law Examination
    2016-07-25

View on SEC IAPD

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