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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-21 |
| AZ | RA | APPROVED | 2020-11-09 |
Branch Locations
5532 E State Route 69, Prescott Valley, AZ 86314 • United States
8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States
1201 E State Route 89A, Cottonwood, AZ 86326 • United States
7510 W Bell Rd, Glendale, AZ 85308 • United States
6695 W Bell Rd, Glendale, AZ 85308 • United States
25175 N Lake Pleasant Pkwy, Peoria, AZ 85383 • United States
19002 N R H Johnson Blvd, Sun City West, AZ 85375 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Bellevue | WA | 05/2015 | 01/2017 |
| Jpmorgan Chase Bank | Bellevue | WA | 05/2015 | 01/2017 |
| Wells Fargo Bank, Na | Cottonwood | AZ | 05/2017 | Present |
| Wells Fargo Clearing Services, Llc | Cottonwood | AZ | 05/2017 | Present |
| Ironwood Payments | Phoenix | AZ | 03/2017 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-11 |
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