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Tiffany Knight Stapleton

Wells Fargo Clearing Services, LLC

Aurora, CO

Greenwood Village, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-24
CO RA APPROVED 2021-07-06
  • TX RA
    APPROVED_RES
    Since 2024-08-24
  • CO RA
    APPROVED
    Since 2021-07-06

Branch Locations

6686 S Parker Rd, Aurora, CO 80016 • United States

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Boulder CO 10/2012 Present
Wells Fargo Advisors Llc Boulder CO 01/2014 11/2016
Wells Fargo Clearing Services, Llc Boulder CO 11/2016 Present
  • 10/2012 → Present
    Wells Fargo Bank Na
    Boulder, CO
  • 01/2014 → 11/2016
    Wells Fargo Advisors Llc
    Boulder, CO
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Boulder, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-06
S63 Uniform Securities Agent State Law Examination 2014-03-11
  • S66 Uniform Combined State Law Examination
    2021-07-06
  • S63 Uniform Securities Agent State Law Examination
    2014-03-11
Other Names
  • Tiffany Michelle Knight

View on SEC IAPD

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