Best Investors
Account
Sign in
Best Investors
Account
Sign in
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
Branch Locations
680 Newport Center Drive Suite 200, Newport Beach, CA 92660 • United States
Placentia, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | City Of Industry | CA | 09/2012 | 05/2021 |
| Wells Fargo Advisors Llc | City Of Industry | CA | 01/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | City Of Industry | CA | 11/2016 | 05/2021 |
| Oppenheimer & Co. Inc | Newport Beach | CA | 07/2021 | Present |
1.TRIGON, LLC INVESTMENT RELATED, 33% OWNER - LOS ANGELES, CALIFORNIA 90026, LAS VEGAS, NV 89101, HENDERSON, NV 89015-1 HR PER MONTH, 0 HOURS DURING TRADING. DUTIES: LANDLORD 2.RENTAL PROPERTY, INVESTMENT RELATED, 7370 OXFORD PLACE, RANCHO CUCAMONGA, CA, 100% OWNER, START 6/15/2014, 0 HOURS/MONTH, 0 DURING TRADING, LANDLORD - COLLECT RENT FROM TENANTS 3.STEVEN D. YANG TRUST, PERSONAL TRUST, TRUSTEE. 0 HR DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-29 |
Reach out to this advisor