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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-29 |
| TX | RA | APPROVED_RES | 2021-10-08 |
| CT | RA | APPROVED | 2021-04-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 04/2015 | 10/2017 |
| Axa Equitable | New York | NY | 04/2015 | 10/2017 |
| Jp Morgan Chase Bank | New York | NY | 10/2017 | 04/2021 |
| Jp Morgan Securities,Llc | New York | NY | 10/2017 | 04/2021 |
| Morgan Stanley | Jericho | NY | 04/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-30 |
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