David William Peck

Current Employers

Summit Global Investments, Llc

620 South Main Street, Bountiful, UT 84010 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-03-27

CO RA
APPROVED

Since 2025-03-27

Branch Locations

Highlands Ranch, CO • United States

620 South Main Street, Bountiful, UT 84010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Financial Advisors, Inc	Greenwood Village	CO	01/2014	05/2024
World Financial Group, Inc.	Greenwood Village	CO	06/2011	05/2024
D.W. Peck And Co.	Highlands Ranch	CO	01/2000	10/2025
College Loan Freedom Organization	Henderson	NV	08/2020	10/2025
Amazon, Inc	Englewood	CO	11/2022	Present
Summit Global Investments	Bountiful	UT	05/2024	Present
Equity Services, Inc.	Montpelier	VT	11/2025	Present

01/2014 → 05/2024

Transamerica Financial Advisors, Inc

Greenwood Village, CO
06/2011 → 05/2024

World Financial Group, Inc.

Greenwood Village, CO
01/2000 → 10/2025

D.W. Peck And Co.

Highlands Ranch, CO
08/2020 → 10/2025

College Loan Freedom Organization

Henderson, NV
11/2022 → Present

Amazon, Inc

Englewood, CO
05/2024 → Present

Summit Global Investments

Bountiful, UT
11/2025 → Present

Equity Services, Inc.

Montpelier, VT

Previous Registrations

2019-01-25 → 2024-05-29

Transamerica Financial Advisors, Llc

Denver, CO

Englewood, CO

Centennial, CO

Other Businesses

*REMMIZ1 IRONHORSE LLC. 10758 CEDAR BROOK LANE HIGHLANDS RANCE CO. INV REL. OCT 2022. REAL ESTATE PARTNERSHIP WITH COUSINS. PARTNER. NO DUTIES. NOT DURING TRADE HRS. *AMAZON, INC. 12675 LIBERTY BLVD CENTENNIAL CO. NOT INV REL. NOV 2022. ASSOCIATE. AMAZON ASSOCIATE/LEARNING AMBASSADOR. UNLOAD PACKAGES AND SORT FOR DELIVERY. DURING SOME TRADE HRS. *SUMMIT GLOBAL PRIVATE WEALTH. 7173 S HAVANA ST SUITE 600-327 CENTENNIAL CO. INV REL. JUNE 2024 IAR. FINANCIAL ADVISOR. PROVIDE FINANCIAL ADVICE/OPTIONS TO CLIENTS. DURING TRADE HRS. *SUMMIT GLOBAL INVESTMENTS. 7173 S HAVANA ST SUITE 600-327 CENTENNIAL CO. INV REL. JUNE 2024. IAR. FINANCIAL ADVISOR. PROVIDE FINANCIAL ADVICE/OPTIONS TO CLIENTS. DURING TRADE HRS. *DAVID PECK - INSURANCE PRODUCER. 7173 S HAVANA ST SUITE 600-327 CENTENNIAL CO. INV REL. JUNE 2024. FIXED INS SALES AND SERVICE. INSURANCE PRODUCER. DURING TRADE HRS. *MELALEUCA. 10758 CEDAR BROOK LANE, HIGHLANDS RANCH CO. NOT INV REL. JUNE 1995. CUSTOMER. ORDER NATURAL HOUSEHOLD PRODUCTS ONLINE. NOT DURING TRADE HRS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-07-25
S63	Uniform Securities Agent State Law Examination	2017-02-16

S65 Uniform Investment Adviser Law Examination

2018-07-25
S63 Uniform Securities Agent State Law Examination

2017-02-16

Other Names

Fish Peck

View on SEC IAPD