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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-16 |
| IL | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa-Advisors, Llc | New York | NY | 09/2014 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Vegas | NV | 03/2017 | 03/2021 |
| Bank Of America, N.A. | Las Vegas | NV | 03/2017 | 03/2021 |
| Oneamerica Securities | Lisle | IL | 06/2021 | 07/2022 |
| Midwest Legacy Llc | Lisle | IL | 06/2021 | 07/2022 |
| Unemployed | Chicago | IL | 04/2021 | 05/2021 |
| American United Life | Lisle | IL | 03/2022 | 07/2022 |
| Fidelity Investments | Aurora | IL | 09/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-16 |
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