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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | San Jose | CA | 05/2013 | 04/2017 |
| Mml Investors Services | San Jose | CA | 10/2014 | 04/2017 |
| Jp Morgan Chase Bank | San Jose | CA | 05/2017 | Present |
| Jp Morgan Securities, Llc | San Jose | CA | 05/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-10 |
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