Alex Pardy

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2022-12-19
ME	RA	APPROVED	2018-12-17

NH RA
APPROVED

Since 2022-12-19
ME RA
APPROVED

Since 2018-12-17

Branch Locations

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Standard Life Investments	Boston	MA	08/2013	09/2018
Ubs Financial Services Inc.	Boston	MA	10/2018	Present

08/2013 → 09/2018

Standard Life Investments

Boston, MA
10/2018 → Present

Ubs Financial Services Inc.

Boston, MA

Other Businesses

STIK Inc / 119 Braintree St, Allston, MA 02134 / United States / No / Company / Retailers (Apparel, Food, General) / Knitwear company / Company is my wife's business / No / Start Date 6/16/2018 Personal name,MAUnited States,Renting out my personal condo,Real Estate,Renting my apartment,Proprietor / ownerlandlord, Start date 12/17/2025

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-12-17
S63	Uniform Securities Agent State Law Examination	2014-06-12

S65 Uniform Investment Adviser Law Examination

2018-12-17
S63 Uniform Securities Agent State Law Examination

2014-06-12

Other Names

Alex William Pardy

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews