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Laura Margaret Goodman

Citigroup Global Markets Inc.

Los Angeles, CA

Hermosa Beach, CA

Los Angeles, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-12-08
  • CA RA
    APPROVED
    Since 2009-12-08

Branch Locations

Cwm Retail, Sales 11726 San Vicente Boulevard, Los Angeles, CA 90049 • United States

Citi Wealth Management, Service/Operations 81 Pier Ave, Hermosa Beach, CA 90254 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Los Angeles CA 05/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-10
S63 Uniform Securities Agent State Law Examination 2007-02-16
  • S65 Uniform Investment Adviser Law Examination
    2009-11-10
  • S63 Uniform Securities Agent State Law Examination
    2007-02-16
Other Names
  • Laura Margaret Ruffo
  • Laura Goodman

View on SEC IAPD

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POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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