Daniel Saali Mccauley

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-12-10

FL RA
APPROVED

Since 2018-12-10

Branch Locations

Miami, FL • United States

One Financial Plaza Suite 1200, Ft. Lauderdale, FL 33394 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Sunrise	FL	06/2015	03/2017
New York Life Insurance Co	Sunrise	FL	04/2015	03/2017
Axa Advisors, Llc	New York	NY	03/2017	06/2020
Equitable Advisors, Llc	New York	NY	03/2017	Present

06/2015 → 03/2017

Nylife Securities Llc

Sunrise, FL
04/2015 → 03/2017

New York Life Insurance Co

Sunrise, FL
03/2017 → 06/2020

Axa Advisors, Llc

New York, NY
03/2017 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

DANIEL MCCAULEY, DIRECT DEPOSIT FOR RESIDUAL COMPENSATION FROM AMERICAN NATIONAL AND NEW YORK LIFE THRU DIRECT DEPOSIT. - ADMINISTRATOR/EXECUTOR OF ESTATE TRUSTEE, POA-FATHER, REVISED 10/10/2015. MCC FINANCIAL LLC, 2101 LUDLAM RD, #328, MIAMI, FL 33155, OWNER,USING LLC FOR TAX PLANNNG FOR SELF AND MARKETING PRACTICE, 1/18/2024, 0HRS/MO.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-12-01
S63	Uniform Securities Agent State Law Examination	2018-04-17

S65 Uniform Investment Adviser Law Examination

2018-12-01
S63 Uniform Securities Agent State Law Examination

2018-04-17

Other Names

Daniel S Mccauley

View on SEC IAPD