Dennis Bohm

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-07-29
TX	RA	APPROVED	2026-07-29

NC RA
APPROVED

Since 2026-07-29
TX RA
APPROVED

Since 2026-07-29

Branch Locations

343 East Six Forks Rd Ste 100, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fsc Securities Corporation	Raleigh	NC	01/2014	11/2023
Osaic Wealth, Inc.	Raleigh	NC	11/2023	07/2026
Lpl Financial Llc	Raleigh	NC	07/2026	Present

01/2014 → 11/2023

Fsc Securities Corporation

Raleigh, NC
11/2023 → 07/2026

Osaic Wealth, Inc.

Raleigh, NC
07/2026 → Present

Lpl Financial Llc

Raleigh, NC

Previous Registrations

2023-11-03 → 2026-07-31

Osaic Wealth, Inc.

Charlotte, NC

Raleigh, NC
2014-08-22 → 2023-11-03

Fsc Securities Corporation

Raleigh, NC

Other Businesses

1. 07/2026 - STEWARD WEALTH STRATEGIES - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/28/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-09

S66 Uniform Combined State Law Examination

2014-06-09

Designations

View on SEC IAPD