Neal Robinson

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2025-09-05
MN	RA	APPROVED	2025-09-05
TX	RA	APPROVED_RES	2025-09-05

IA RA
APPROVED

Since 2025-09-05
MN RA
APPROVED

Since 2025-09-05
TX RA
APPROVED_RES

Since 2025-09-05

Branch Locations

3390 Asbury Road, Dubuque, IA 52002 • United States

Lakeville, MN • United States

Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2025-02-25
MN	RA	APPROVED	2021-12-22

IA RA
APPROVED

Since 2025-02-25
MN RA
APPROVED

Since 2021-12-22

Branch Locations

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Lakeville, MN • United States

3390 Asbury Road, Dubuque, IA 52002 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Edward Jones	Prescott	WI	01/2014	04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Minneapolis	MN	04/2017	01/2018
Pruco Securities Llc	Plymouth	MN	01/2018	09/2020
Prudential Insurance Company Of America	Plymouth	MN	02/2018	09/2020
J.P. Morgan Securities, Llc	Minneapolis	MN	09/2020	11/2020
J.P. Morgan Chase Bank, N.A.	Minneapolis	MN	09/2020	11/2020
Northwestern Mutual Life Insurance Company	Milwaukee	WI	04/2021	11/2021
Northwestern Mutual Investment Services Llc	Milwaukee	WI	08/2021	11/2021
Unemployed	Eagan	MN	12/2020	03/2021
Baker Tilly Search & Staffing	Eagan	MN	04/2021	11/2021
Avantax Investment Services, Inc.	Dallas	TX	11/2021	09/2025
Avantax Advisory Services	Dallas	TX	11/2021	09/2025
Avantax Planning Partners	Dubuque	IA	11/2021	Present
Avantax Insurance Agency	Dallas	TX	11/2021	09/2025
Cetera Wealth Services, Llc	Dubuque	IA	09/2025	Present
Cetera Investment Advisers Llc	Schaumburg	IL	09/2025	Present

01/2014 → 04/2017

Edward Jones

Prescott, WI
04/2017 → 01/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Minneapolis, MN
01/2018 → 09/2020

Pruco Securities Llc

Plymouth, MN
02/2018 → 09/2020

Prudential Insurance Company Of America

Plymouth, MN
09/2020 → 11/2020

J.P. Morgan Securities, Llc

Minneapolis, MN
09/2020 → 11/2020

J.P. Morgan Chase Bank, N.A.

Minneapolis, MN
04/2021 → 11/2021

Northwestern Mutual Life Insurance Company

Milwaukee, WI
08/2021 → 11/2021

Northwestern Mutual Investment Services Llc

Milwaukee, WI
12/2020 → 03/2021

Unemployed

Eagan, MN
04/2021 → 11/2021

Baker Tilly Search & Staffing

Eagan, MN
11/2021 → 09/2025

Avantax Investment Services, Inc.

Dallas, TX
11/2021 → 09/2025

Avantax Advisory Services

Dallas, TX
11/2021 → Present

Avantax Planning Partners

Dubuque, IA
11/2021 → 09/2025

Avantax Insurance Agency

Dallas, TX
09/2025 → Present

Cetera Wealth Services, Llc

Dubuque, IA
09/2025 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2021-12-22 → 2025-09-05

Avantax Advisory Services

Dallas, TX

Savage, MN

Lakeville, MN

Dubuque, IA
2021-08-25 → 2021-12-01

Northwestern Mutual Investment Services, Llc

Milwaukee, WI
2020-10-14 → 2020-11-18

J.P. Morgan Securities Llc

Plymouth, MN
2018-02-09 → 2020-09-21

Prudential Select Strategies Llc

Plymouth, MN
2018-02-01 → 2018-12-05

Pruco Securities, Llc.

Plymouth, MN

Newark, NJ

Plymouth, MN
2017-04-09 → 2018-01-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Duluth, MN

Minneapolis, MN
2014-03-17 → 2017-04-11

Edward Jones

Prescott, WI

Maryland Heights, MO

Maryland Heights, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-03-14

S66 Uniform Combined State Law Examination

2014-03-14

Designations

Other Names

Neal Forrest Robinson
Neal Robinson

View on SEC IAPD