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Michail Gournis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-14
IL RA APPROVED 2021-10-12
  • TX RA
    APPROVED_RES
    Since 2023-11-14
  • IL RA
    APPROVED
    Since 2021-10-12

Branch Locations

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Chicago IL 05/2007 03/2019
Bmo Private Bank Chicago IL 03/2019 10/2021
Lpl Financial Llc Chicago IL 03/2021 10/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 10/2021 Present
Bank Of America, N.A. Chicago IL 10/2021 Present
Previous Registrations
  • 2021-03-24 → 2021-11-16
    Lpl Financial Llc
    Chicago, IL
  • 2019-03-20 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Chicago, IL
    Chicago, IL
  • 2014-07-08 → 2019-03-27
    Citigroup Global Markets Inc.
    Chicago, IL
    Long Island City, NY
    Chicago, IL
    Chicago, IL
    Chicago, IL
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-07
S63 Uniform Securities Agent State Law Examination 2006-05-26
  • S65 Uniform Investment Adviser Law Examination
    2014-07-07
  • S63 Uniform Securities Agent State Law Examination
    2006-05-26

View on SEC IAPD

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James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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