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Kevin Leo Wager

Hightower Advisors, LLC

Chicago, IL

Wayne, PA

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-07-27
  • PA RA
    APPROVED
    Since 2018-07-27

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

565 East Swedesford Road Suite 210, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 04/2015 04/2017
Haverford Trust Securities Radnor PA 04/2017 07/2018
The Haverford Trust Company Radnor PA 04/2017 07/2018
Hightower Securities Llc Wayne PA 07/2018 Present
  • 04/2015 → 04/2017
    The Vanguard Group, Inc.
    Malvern, PA
  • 04/2017 → 07/2018
    Haverford Trust Securities
    Radnor, PA
  • 04/2017 → 07/2018
    The Haverford Trust Company
    Radnor, PA
  • 07/2018 → Present
    Hightower Securities Llc
    Wayne, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-06-02
  • S63 Uniform Securities Agent State Law Examination
    2015-06-02
Designations
Other Names
  • Kevin L Wager

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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