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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameritrade Inc | Harrisburg | PA | 12/2014 | 11/2017 |
| Invest Financial Corporation | Tampa | FL | 11/2017 | 02/2018 |
| Lpl Financial Llc | Carlisle | PA | 02/2018 | 11/2018 |
| Cetera Investment Advisers Llc | Harrisburg | PA | 01/2019 | 01/2020 |
| Cetera Investment Services Llc | Harrisburg | PA | 01/2019 | 01/2020 |
| Frist National Bank Of Pa | Harrisburg | PA | 12/2018 | 01/2020 |
| Santander Bank, Na | Boston | MA | 01/2020 | 09/2025 |
| Santander Securities, Llc | Dorchester | MA | 01/2020 | 02/2023 |
| Santander Securities, Llc | Dorchester | MA | 02/2023 | 09/2025 |
| Wells Fargo Clearing Services, Llc | Allentown | PA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-22 |
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