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Nikita A Shah

Sofi Wealth LLC

San Francisco, CA

Feasterville Trevose, PA

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Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-01-14
  • PA RA
    APPROVED
    Since 2020-01-14

Branch Locations

234 1St Street, San Francisco, CA 94105 • United States

Feasterville Trevose, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sofi Securities Llc Claymont DE 05/2019 Present
Sofi Wealth Llc Claymont DE 05/2019 Present
Scottrade, Inc. Jenkintown PA 01/2014 03/2018
Unemployed Feasterville Trevose PA 04/2018 04/2019
  • 05/2019 → Present
    Sofi Securities Llc
    Claymont, DE
  • 05/2019 → Present
    Sofi Wealth Llc
    Claymont, DE
  • 01/2014 → 03/2018
    Scottrade, Inc.
    Jenkintown, PA
  • 04/2018 → 04/2019
    Unemployed
    Feasterville Trevose, PA
Previous Registrations
  • 2017-03-06 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-06
S63 Uniform Securities Agent State Law Examination 2016-05-24
  • S66 Uniform Combined State Law Examination
    2017-03-06
  • S63 Uniform Securities Agent State Law Examination
    2016-05-24

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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